Discretionary Portfolio Management
Stifel Solutions Program

As a portfolio manager in Stifel’s Solutions Program, I manage assets on discretionary basis using a pre-screened investment approach.  This enables me to quickly react to market conditions when implementing my clients’ investment strategies, which results in customized investment management and strategies tailored to my clients’ specific needs and objectives.  I will also vet and recommend the best combination of professional equity managers that I believe represent your particular situation.         

By demonstrating my drive and objectivity and providing service that’s personal and responsive, I aim to build a relationship with you for the long term.  I work closely with your tax and legal advisors, and other trusted professionals, to ensure my planning fully aligns with your needs.

I take care of the due diligence, including in-depth analysis of all investments, allowing me to offer you guidance that’s proactive instead of reactive.  It puts you and your goals at the center of all that I do.

For more information on brokerage services and/or investment advisory services, please see Stifel's Customer Relationship Summary (Form CRS).

The Stifel Solutions Program requires a minimum investment, which varies by strategy, and has an annual asset-based fee (a “wrap fee”), charged quarterly, that covers the portfolio’s management services provided as well as certain other costs, including trade execution, custody, and performance reporting.  There may be other costs associated with the Stifel Solutions Program, including but not limited to:  underlying expenses of investment companies (such as ETFs) in which the strategy may invest, exchange fees, transfer fees, interest expense, and trade surcharges, which are not covered by the wrap fee but are borne directly by the client.  Ask your Financial Advisor for a copy of Stifel’s Form ADV Part 2A – Wrap Disclosure Brochure, which further outlines the fees, services, exclusions, and disclosures associated with this program.  You should consider all terms and conditions before deciding whether the Solutions Program and a particular strategy are appropriate for your needs.  Investing involves risk, including the possible loss of principal.